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Securities Exchange Act
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#	Item
981	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 1, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-01 13:24:44 Pro forma Securities Exchange Act Accounts payable SEC Rule 10b-5 Securities and Exchange Commission Business United States securities law Finance Government
982	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 23, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-23 12:02:49 Finance Generally Accepted Auditing Standards Audit evidence Audit Statements on Auditing Standards Financial statement Financial audit Information technology audit process Auditing Accountancy Business
983	News Release For Immediate Release NOT FOR DISTRIBUTION TO U.S. NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES. This news release does not constitute an offer to sell or a solicitation of an offer to buy any Add to Reading List Source URL: www.elementcorp.com Language: English - Date: 2014-05-11 05:20:59 Investment United States securities law Finance New Deal Securities Act United States Securities and Exchange Commission Preferred stock Canadian Imperial Bank of Commerce Financial market Financial economics Stock market Corporate finance
984	Administrative Fine Imposed on the Responsible Person of ACARD Technology Corp. Date the fine was imposed: January 22, 2015 Recipient of the fine: ACARD Technology Corp. Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2015-02-03 03:46:40 Securities Exchange Act Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
985	Administrative Fine Imposed on the Responsible Person of Z-OBEE HOLDINGS LIMITED 1. Date the fine was imposed: September 12th, 2014 Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-10-02 03:25:58 Securities Exchange Act SEC filings Financial regulation United States United States corporate law United States securities law 73rd United States Congress United States Securities and Exchange Commission
986	Administrative Fine Imposed on the Responsible Person of Far Eastern Air Transport Corporation 1. Date the fine was imposed: September 5th, Recipient of the fine: Far Eastern Air Transport Corporation (the Compan Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-10-02 03:26:39 United States Securities and Exchange Commission SEC filings Financial regulation United States U.S. Securities and Exchange Commission Office of the Kansas Securities Commissioner United States securities law 73rd United States Congress Securities Exchange Act
987	Conformed to Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 [Release Nos; ; ; File No. S7RIN 3235-AL39 Amendments for Small Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-20 15:59:52 Financial regulation Financial economics 73rd United States Congress Finance Stock market Securities Act Securities Exchange Act Regulation D U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission SEC filings
988	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 13:58:19 Investment Private equity Venture capital Joint venture Financial economics Finance Business
989	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-27 19:18:43 Securities and Exchange Commission Form 10-Q Financial regulation Government Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
990	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 24, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-24 06:14:33 73rd United States Congress Finance Financial system Securities Exchange Act Securities and Exchange Commission Form 144 Registered Investment Advisor United States securities law United States Securities and Exchange Commission Financial regulation

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